Glossary

Glossary

Term Book Chapter Definition
Capital Markets Corporate Finance Chapter 2: The Financial Environment Include the stock and bond markets, where businesses raise funds for long-term investments through issuing equity and bonds.
Capital Markets International Finance Chapter 2: The Global Financial Environment Capital markets handle long-term financing through equity and debt instruments.
Capital Markets Jobs in Finance Chapter 2: The Financial Market These handle long-term securities.
Capital Markets Securities Industry Essentials (SIE) Exam Chapter 3: Capital Markets and Economic Factors These are markets for buying and selling equity and debt instruments. They channel savings and investment between suppliers of capital such as savers, and users of capital like businesses, government and individuals.
Capital Markets U.S. Securities Regulation Chapter 10: Securities Litigation Markets in which participants are expected to play by the rules, with the SEC promoting trust and deterring wrongdoing through enforcement efforts.