Term	Book	Chapter	Definition
Securities	Securities Industry Essentials (SIE) Exam	Chapter 2: Understanding the Securities Industry	Tradable financial assets, such as stocks, bonds, and options.
Securities	U.S. Securities Regulation	Appendices	These are financial instruments, like stocks or bonds, that represent an ownership position in a publicly-traded corporation (stock), a creditor relationship with a governmental body or a corporation (bond), or rights to ownership such as those in an opti