Glossary

Glossary

Term Book Chapter Definition
Securities Act of 1933 U.S. Securities Regulation Introduction One of the foundational laws enacted to restore public confidence in the capital markets following the stock market crash of 1929, it established rules for issuing and trading securities.
Securities Act of 1933 Venture Finance Chapter 20: Legal Framework for Start-up Financing A federal law in the United States that governs the issuance of securities by startups. This law requires that securities offerings be registered with the Securities and Exchange Commission (SEC), unless they qualify for an exemption.