Glossary

Glossary

Term Book Chapter Definition
Insider Trading Corporate Finance Chapter 13: Corporate Governance and Ethics Trading based on non-public information, which violates market fairness and can erode investor confidence.
Insider Trading Securities Industry Essentials (SIE) Exam Chapter 8: Prohibited Practices and Ethical Conduct The buying or selling of securities by individuals who possess material, non-public information about those securities. It is strictly prohibited because it gives an unfair advantage and undermines market integrity.
Insider Trading U.S. Securities Regulation Chapter 8: Insider Trading Laws In the context of U.S. securities regulation, insider trading refers to the buying or selling of a public company's stock based on nonpublic, material information about that company. The person who trades the shares has a relationship of trust with the co