Term	Book	Chapter	Definition
Securities and Exchange Commission (SEC)	Angel Investing: Convertible Notes	Chapter 10: Case Studies and Real-World Examples	The U.S. governmental agency responsible for enforcing the laws regulating the securities industry, protecting investors, and ensuring fair and efficient markets.
Securities and Exchange Commission (SEC)	Certified Financial Planner (CFP) Exam	Appendices	The federal agency responsible for enforcing securities laws and regulating the securities industry.
Securities and Exchange Commission (SEC)	Jobs in Finance	Chapter 11: Regulatory Bodies and Finance Law	A key regulatory body in the United States responsible for protecting investors and maintaining fair, orderly, and efficient markets.
Securities and Exchange Commission (SEC)	Securities Industry Essentials (SIE) Exam	Chapter 2: Understanding the Securities Industry	A federal agency that oversees the securities markets and enforces federal securities laws.
Securities and Exchange Commission (SEC)	U.S. Securities Regulation	Introduction	The agency created by the Securities Exchange Act of 1934 to enforce the rules for issuing and trading securities.